Origins of the Song Dynasty

Learning Objective

  • Describe who the Song were and how they rose to power

Key Points

  • The Song dynasty was an era of Chinese history that began in 960, directly after the chaotic Five Dynasties and Ten Kingdoms period.
  • It was the first government in world history to issue banknotes and the first Chinese government to establish a permanent standing navy; it saw the first known use of gunpowder and the first recognition of true north using a compass.
  • The Song dynasty was divided into two distinct periods, Northern (960–1127) and Southern (1127–1279).
  • Social life during the Song was vibrant, and included public artworks, the spread of literature, and the growth of philosophy.
  • Zhao Kuangyin, later known as Emperor Taizu (r. 960–976), usurped the throne from the Zhou dynasty with the support of military commanders in 960, initiating the Song dynasty and ending the Five Dynasties period.
  • Upon taking the throne, his first goal was the reunification of China after half a century of political division.

Terms

Emperor Taizu

Personal name Zhao Kuangyin; he was the founder and first emperor of the Song dynasty in China.

Five Dynasties and Ten Kingdoms

An era of political upheaval in 10th-century imperial China; during this period, five states quickly succeeded one another in the Chinese Central Plain, while more than a dozen concurrent states were established elsewhere, mainly in south China.

Overview

The Song dynasty was an era of Chinese history that began in 960 and continued until 1279. It succeeded the Five Dynasties and Ten Kingdoms period, and was followed by the Yuan dynasty. It was the first government in world history to issue banknotes or true paper money nationally and the first Chinese government to establish a permanent standing navy. This dynasty also saw the first known use of gunpowder as well as the first discernment of true north using a compass.

The Song dynasty was divided into two distinct periods, Northern and Southern. During the Northern Song (960–1127), the Song capital was in the northern city of Bianjing (now Kaifeng), and the dynasty controlled most of what is now Eastern China. The Southern Song (1127–1279) refers to the period after the Song lost control of its northern half to the Jurchen Jin dynasty in the Jin-Song Wars. During this time, the Song court retreated south of the Yangtze and established its capital at Lin’an (now Hangzhou). Although the Song dynasty had lost control of the traditional “birthplace of Chinese civilization” along the Yellow River, the Song economy was still strong, as the Southern Song empire contained a large population and productive agricultural land. The Southern Song dynasty considerably bolstered its naval strength to defend its waters and land borders and to conduct maritime missions abroad.

Social life during the Song was vibrant. Citizens gathered to view and trade precious artworks, the populace intermingled at public festivals and private clubs, and cities had lively entertainment quarters. The spread of literature and knowledge was enhanced by the rapid expansion of woodblock printing and the 11th-century invention of movable-type printing. Technology, science, philosophy, mathematics, and engineering flourished over the course of the Song. Philosophers such as Cheng Yi and Zhu Xi reinvigorated Confucianism with new commentary infused with Buddhist ideals, and emphasized a new organization of classic texts that brought out the core doctrine of Neo-Confucianism. Although the institution of the civil service examinations had existed since the Sui dynasty, it became much more prominent in the Song period. The officials who gained power by succeeding in the exams became a leading factor in the shift from a military-aristocratic elite to a bureaucratic elite.

Founding of the Song Dynasty

The Later Zhou was the last of the Five Dynasties that had controlled northern China after the fall of the Tang dynasty in 907. Zhao Kuangyin, later known as Emperor Taizu (r. 960–976), usurped the throne from the Zhou with the support of military commanders in 960, initiating the Song dynasty. Upon taking the throne, his first goal was the reunification of China after half a century of political division. This included the conquests of Nanping, Wu-Yue, Southern Han, Later Shu, and Southern Tang in the south as well as the Northern Han and the Sixteen Prefectures in the north. With capable military officers such as Yang Ye (d. 986), Liu Tingrang (929–987), Cao Bin (931–999) and Huyan Zan (d. 1000), the early Song military became the dominant force in China. Innovative military tactics, such as defending supply lines across floating pontoon bridges, led to success in battle. One such success was the Song assault against the Southern Tang state while crossing the Yangtze River in 974. Using a mass of arrow fire from crossbowmen, Song forces were able to defeat the renowned war elephant corps of the Southern Han on January 23, 971, thus forcing the submission of Southern Han and terminating the first and last elephant corps to make up a regular division within a Chinese army.

Consolidation in the south was completed in 978, with the conquest of Wu-Yue. Song military forces then turned north against the Northern Han, which fell to Song forces in 979. However, efforts to take the Sixteen Prefectures were unsuccessful, and they were incorporated into the Liao state based in Manchuria to the immediate north instead. To the far northwest, the Tanguts had been in power over northern Shaanxi since 881, after the earlier Tang court appointed a Tangut chief as a military governor (jiedushi) over the region, a seat that became hereditary (forming the Xi-Xia dynasty). Although the Song state was evenly matched against the Liao dynasty, the Song gained significant military victories against the Western Xia (who would eventually fall to the Mongol conquest of Genghis Khan in 1227).

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Emperor Taizu. A court painting of Emperor Taizu of Song (r. 960–976), who founded the Song dynasty and unified China.