Rates of Change and Behavior of Graphs

Learning Outcomes

  • Find the average rate of change of a function.
  • Use a graph to determine where a function is increasing, decreasing, or constant.
  • Use a graph to locate local and absolute maxima and local minima.

Gasoline costs have experienced some wild fluctuations over the last several decades. The table below[1] lists the average cost, in dollars, of a gallon of gasoline for the years 2005–2012. The cost of gasoline can be considered as a function of year.

[latex]y[/latex] 2005 2006 2007 2008 2009 2010 2011 2012
[latex]C\left(y\right)[/latex] 2.31 2.62 2.84 3.30 2.41 2.84 3.58 3.68

If we were interested only in how the gasoline prices changed between 2005 and 2012, we could compute that the cost per gallon had increased from $2.31 to $3.68, an increase of $1.37. While this is interesting, it might be more useful to look at how much the price changed per year. In this section, we will investigate changes such as these.

Finding the Average Rate of Change of a Function

The price change per year is a rate of change because it describes how an output quantity changes relative to the change in the input quantity. We can see that the price of gasoline in the table above did not change by the same amount each year, so the rate of change was not constant. If we use only the beginning and ending data, we would be finding the average rate of change over the specified period of time. To find the average rate of change, we divide the change in the output value by the change in the input value.

[latex]\begin{align}\text{Average rate of change}&=\frac{\text{Change in output}}{\text{Change in input}} \\[1mm] &=\frac{\Delta y}{\Delta x} \\[1mm] &= \frac{{y}_{2}-{y}_{1}}{{x}_{2}-{x}_{1}} \\[1mm] &= \frac{f\left({x}_{2}\right)-f\left({x}_{1}\right)}{{x}_{2}-{x}_{1}}\end{align}[/latex]

The Greek letter [latex]\Delta[/latex] (delta) signifies the change in a quantity; we read the ratio as “delta-y over delta-x” or “the change in [latex]y[/latex] divided by the change in [latex]x[/latex].” Occasionally we write [latex]\Delta f[/latex] instead of [latex]\Delta y[/latex], which still represents the change in the function’s output value resulting from a change to its input value. It does not mean we are changing the function into some other function.

In our example, the gasoline price increased by $1.37 from 2005 to 2012. Over 7 years, the average rate of change was

[latex]\frac{\Delta y}{\Delta x}=\frac{{1.37}}{\text{7 years}}\approx 0.196\text{ dollars per year}[/latex]

On average, the price of gas increased by about 19.6¢ each year.

Other examples of rates of change include:

  • A population of rats increasing by 40 rats per week
  • A car traveling 68 miles per hour (distance traveled changes by 68 miles each hour as time passes)
  • A car driving 27 miles per gallon (distance traveled changes by 27 miles for each gallon)
  • The current through an electrical circuit increasing by 0.125 amperes for every volt of increased voltage
  • The amount of money in a college account decreasing by $4,000 per quarter

A General Note: Rate of Change

A rate of change describes how an output quantity changes relative to the change in the input quantity. The units on a rate of change are “output units per input units.”

The average rate of change between two input values is the total change of the function values (output values) divided by the change in the input values.

[latex]\frac{\Delta y}{\Delta x}=\frac{f\left({x}_{2}\right)-f\left({x}_{1}\right)}{{x}_{2}-{x}_{1}}[/latex]

How To: Given the value of a function at different points, calculate the average rate of change of a function for the interval between two values [latex]{x}_{1}[/latex] and [latex]{x}_{2}[/latex].

  1. Calculate the difference [latex]{y}_{2}-{y}_{1}=\Delta y[/latex].
  2. Calculate the difference [latex]{x}_{2}-{x}_{1}=\Delta x[/latex].
  3. Find the ratio [latex]\frac{\Delta y}{\Delta x}[/latex].

Example 1: Computing an Average Rate of Change

Using the data in the table below, find the average rate of change of the price of gasoline between 2007 and 2009.

[latex]y[/latex] 2005 2006 2007 2008 2009 2010 2011 2012
[latex]C\left(y\right)[/latex] 2.31 2.62 2.84 3.30 2.41 2.84 3.58 3.68

The following video provides another example of how to find the average rate of change between two points from a table of values.

Try It

Using the data in the table below, find the average rate of change between 2005 and 2010.

[latex]y[/latex] 2005 2006 2007 2008 2009 2010 2011 2012
[latex]C\left(y\right)[/latex] 2.31 2.62 2.84 3.30 2.41 2.84 3.58 3.68

Example 2: Computing Average Rate of Change from a Graph

Given the function [latex]g\left(t\right)[/latex] shown in Figure 1, find the average rate of change on the interval [latex]\left[-1,2\right][/latex].

Graph of a parabola.

Figure 1

Example 3: Computing Average Rate of Change from a Table

After picking up a friend who lives 10 miles away, Anna records her distance from home over time. The values are shown in the table below. Find her average speed over the first 6 hours.

t (hours) 0 1 2 3 4 5 6 7
D(t) (miles) 10 55 90 153 214 240 292 300

Example 4: Computing Average Rate of Change for a Function Expressed as a Formula

Compute the average rate of change of [latex]f\left(x\right)={x}^{2}-\frac{1}{x}[/latex] on the interval [latex]\text{[2,}\text{4].}[/latex]

The following video provides another example of finding the average rate of change of a function given a formula and an interval.

Try It

Find the average rate of change of [latex]f\left(x\right)=x - 2\sqrt{x}[/latex] on the interval [latex]\left[1,9\right][/latex].

Try It

Example 5: Finding the Average Rate of Change of a Force

The electrostatic force [latex]F[/latex], measured in newtons, between two charged particles can be related to the distance between the particles [latex]d[/latex], in centimeters, by the formula [latex]F\left(d\right)=\frac{2}{{d}^{2}}[/latex]. Find the average rate of change of force if the distance between the particles is increased from 2 cm to 6 cm.

Example 6: Finding an Average Rate of Change as an Expression

Find the average rate of change of [latex]g\left(t\right)={t}^{2}+3t+1[/latex] on the interval [latex]\left[0,a\right][/latex]. The answer will be an expression involving [latex]a[/latex].

Try It

Find the average rate of change of [latex]f\left(x\right)={x}^{2}+2x - 8[/latex] on the interval [latex]\left[5,a\right][/latex].

As part of exploring how functions change, we can identify intervals over which the function is changing in specific ways. We say that a function is increasing on an interval if the function values increase as the input values increase within that interval. Similarly, a function is decreasing on an interval if the function values decrease as the input values increase over that interval. The average rate of change of an increasing function is positive, and the average rate of change of a decreasing function is negative. Figure 3 shows examples of increasing and decreasing intervals on a function.

Graph of a polynomial that shows the increasing and decreasing intervals and local maximum and minimum.

Figure 3. The function [latex]f\left(x\right)={x}^{3}-12x[/latex] is increasing on [latex]\left(-\infty \text{,}-\text{2}\right){{\cup }^{\text{ }}}^{\text{ }}\left(2,\infty \right)[/latex] and is decreasing on [latex]\left(-2\text{,}2\right)[/latex].

This video further explains how to find where a function is increasing or decreasing.

While some functions are increasing (or decreasing) over their entire domain, many others are not. A value of the input where a function changes from increasing to decreasing (as we go from left to right, that is, as the input variable increases) is called a local maximum. If a function has more than one, we say it has local maxima. Similarly, a value of the input where a function changes from decreasing to increasing as the input variable increases is called a local minimum. The plural form is “local minima.” Together, local maxima and minima are called local extrema, or local extreme values, of the function. (The singular form is “extremum.”) Often, the term local is replaced by the term relative. In this text, we will use the term local.

Clearly, a function is neither increasing nor decreasing on an interval where it is constant. A function is also neither increasing nor decreasing at extrema. Note that we have to speak of local extrema, because any given local extremum as defined here is not necessarily the highest maximum or lowest minimum in the function’s entire domain.

For the function in Figure 4, the local maximum is 16, and it occurs at [latex]x=-2[/latex]. The local minimum is [latex]-16[/latex] and it occurs at [latex]x=2[/latex].

Graph of a polynomial that shows the increasing and decreasing intervals and local maximum and minimum. The local maximum is 16 and occurs at x = negative 2. This is the point negative 2, 16. The local minimum is negative 16 and occurs at x = 2. This is the point 2, negative 16.

Figure 4

To locate the local maxima and minima from a graph, we need to observe the graph to determine where the graph attains its highest and lowest points, respectively, within an open interval. Like the summit of a roller coaster, the graph of a function is higher at a local maximum than at nearby points on both sides. The graph will also be lower at a local minimum than at neighboring points. Figure 5 illustrates these ideas for a local maximum.

Graph of a polynomial that shows the increasing and decreasing intervals and local maximum.

Figure 5. Definition of a local maximum.

These observations lead us to a formal definition of local extrema.

A General Note: Local Minima and Local Maxima

A function [latex]f[/latex] is an increasing function on an open interval if [latex]f\left(b\right)>f\left(a\right)[/latex] for any two input values [latex]a[/latex] and [latex]b[/latex] in the given interval where [latex]b>a[/latex].

A function [latex]f[/latex] is a decreasing function on an open interval if [latex]f\left(b\right)a[/latex].

A function [latex]f[/latex] has a local maximum at [latex]x=b[/latex] if there exists an interval [latex]\left(a,c\right)[/latex] with [latex]a

Example 7: Finding Increasing and Decreasing Intervals on a Graph

Given the function [latex]p\left(t\right)[/latex] in the graph below, identify the intervals on which the function appears to be increasing.

Graph of a polynomial. As x gets large in the negative direction, the outputs of the function get large in the positive direction. As inputs approach 1, then the function value approaches a minimum of negative one. As x approaches 3, the values increase again and between 3 and 4 decrease one last time. As x gets large in the positive direction, the function values increase without bound.

Figure 6

Example 8: Finding Local Extrema from a Graph

Graph the function [latex]f\left(x\right)=\frac{2}{x}+\frac{x}{3}[/latex]. Then use the graph to estimate the local extrema of the function and to determine the intervals on which the function is increasing.

Try It

Graph the function [latex]f\left(x\right)={x}^{3}-6{x}^{2}-15x+20[/latex] to estimate the local extrema of the function. Use these to determine the intervals on which the function is increasing and decreasing.

Try It

Example 9: Finding Local Maxima and Minima from a Graph

For the function [latex]f[/latex] whose graph is shown in Figure 9, find all local maxima and minima.

Graph of a polynomial. The line curves down to x = negative 2 and up to x = 1.

Figure 9

Analyzing the Toolkit Functions for Increasing or Decreasing Intervals

We will now return to our toolkit functions and discuss their graphical behavior in the table below.

Function Increasing/Decreasing Example
Constant Function

[latex]f\left(x\right)={c}[/latex]

Neither increasing nor decreasing  
Identity Function

[latex]f\left(x\right)={x}[/latex]

 Increasing
Quadratic Function

[latex]f\left(x\right)={x}^{2}[/latex]

Increasing on [latex]\left(0,\infty\right)[/latex]

Decreasing on [latex]\left(-\infty,0\right)[/latex]

Minimum at [latex]x=0[/latex]

Cubic Function

[latex]f\left(x\right)={x}^{3}[/latex]

Increasing
 Reciprocal

[latex]f\left(x\right)=\frac{1}{x}[/latex]

Decreasing [latex]\left(-\infty,0\right)\cup\left(0,\infty\right)[/latex]
Reciprocal Squared

[latex]f\left(x\right)=\frac{1}{{x}^{2}}[/latex]

Increasing on [latex]\left(-\infty,0\right)[/latex]

Decreasing on [latex]\left(0,\infty\right)[/latex]

Cube Root

[latex]f\left(x\right)=\sqrt[3]{x}[/latex]

 

Increasing  Screen Shot 2015-08-20 at 8.53.26 AM
Square Root

[latex]f\left(x\right)=\sqrt{x}[/latex]

Increasing on [latex]\left(0,\infty\right)[/latex]  
Absolute Value

[latex]f\left(x\right)=|x|[/latex]

Increasing on [latex]\left(0,\infty\right)[/latex]

Decreasing on [latex]\left(-\infty,0\right)[/latex]

 

Use A Graph to Locate the Absolute Maximum and Absolute Minimum

There is a difference between locating the highest and lowest points on a graph in a region around an open interval (locally) and locating the highest and lowest points on the graph for the entire domain. The [latex]y\text{-}[/latex] coordinates (output) at the highest and lowest points are called the absolute maximum and absolute minimum, respectively.

To locate absolute maxima and minima from a graph, we need to observe the graph to determine where the graph attains it highest and lowest points on the domain of the function. See Figure 10.

Graph of a segment of a parabola with an absolute minimum at (0, -2) and absolute maximum at (2, 2).

Figure 10

Not every function has an absolute maximum or minimum value. The toolkit function [latex]f\left(x\right)={x}^{3}[/latex] is one such function.

A General Note: Absolute Maxima and Minima

The absolute maximum of [latex]f[/latex] at [latex]x=c[/latex] is [latex]f\left(c\right)[/latex] where [latex]f\left(c\right)\ge f\left(x\right)[/latex] for all [latex]x[/latex] in the domain of [latex]f[/latex].

The absolute minimum of [latex]f[/latex] at [latex]x=d[/latex] is [latex]f\left(d\right)[/latex] where [latex]f\left(d\right)\le f\left(x\right)[/latex] for all [latex]x[/latex] in the domain of [latex]f[/latex].

Example 10: Finding Absolute Maxima and Minima from a Graph

For the function [latex]f[/latex] shown in Figure 11, find all absolute maxima and minima.

Graph of a polynomial.

Figure 11

Key Equations

Average rate of change [latex]\dfrac{\Delta y}{\Delta x}=\dfrac{f\left({x}_{2}\right)-f\left({x}_{1}\right)}{{x}_{2}-{x}_{1}}[/latex]

Key Concepts

  • A rate of change relates a change in an output quantity to a change in an input quantity. The average rate of change is determined using only the beginning and ending data.
  • Identifying points that mark the interval on a graph can be used to find the average rate of change.
  • Comparing pairs of input and output values in a table can also be used to find the average rate of change.
  • An average rate of change can also be computed by determining the function values at the endpoints of an interval described by a formula.
  • The average rate of change can sometimes be determined as an expression.
  • A function is increasing where its rate of change is positive and decreasing where its rate of change is negative.
  • A local maximum is where a function changes from increasing to decreasing and has an output value larger (more positive or less negative) than output values at neighboring input values.
  • A local minimum is where the function changes from decreasing to increasing (as the input increases) and has an output value smaller (more negative or less positive) than output values at neighboring input values.
  • Minima and maxima are also called extrema.
  • We can find local extrema from a graph.
  • The highest and lowest points on a graph indicate the maxima and minima.

Glossary

absolute maximum
the greatest value of a function over an interval
absolute minimum
the lowest value of a function over an interval
average rate of change
the difference in the output values of a function found for two values of the input divided by the difference between the inputs
decreasing function
a function is decreasing in some open interval if [latex]f\left(b\right)a[/latex]
increasing function
a function is increasing in some open interval if [latex]f\left(b\right)>f\left(a\right)[/latex] for any two input values [latex]a[/latex] and [latex]b[/latex] in the given interval where [latex]b>a[/latex]
local extrema
collectively, all of a function’s local maxima and minima
local maximum
a value of the input where a function changes from increasing to decreasing as the input value increases.
local minimum
a value of the input where a function changes from decreasing to increasing as the input value increases.
rate of change
the change of an output quantity relative to the change of the input quantity

  1. http://www.eia.gov/totalenergy/data/annual/showtext.cfm?t=ptb0524. Accessed 3/5/2014.