Physics, Book II
Part 3
Now that we have established these distinctions, we must proceed to consider causes, their character and number. Knowledge is the object of our inquiry, and men do not think they know a thing till they have grasped the ‘why’ of (which is to grasp its primary cause). So clearly we too must do this as regards both coming to be and passing away and every kind of physical change, in order that, knowing their principles, we may try to refer to these principles each of our problems.
In one sense, then, (1) that out of which a thing comes to be and which persists, is called ‘cause’, e.g. the bronze of the statue, the silver of the bowl, and the genera of which the bronze and the silver are species.
In another sense (2) the form or the archetype, i.e. the statement of the essence, and its genera, are called ‘causes’ (e.g. of the octave the relation of 2:1, and generally number), and the parts in the definition.
Again (3) the primary source of the change or coming to rest; e.g. the man who gave advice is a cause, the father is cause of the child, and generally what makes of what is made and what causes change of what is changed.
Again (4) in the sense of end or ‘that for the sake of which’ a thing is done, e.g. health is the cause of walking about. (‘Why is he walking about?’ we say. ‘To be healthy’, and, having said that, we think we have assigned the cause.) The same is true also of all the intermediate steps which are brought about through the action of something else as means towards the end, e.g. reduction of flesh, purging, drugs, or surgical instruments are means towards health. All these things are ‘for the sake of’ the end, though they differ from one another in that some are activities, others instruments.
This then perhaps exhausts the number of ways in which the term ’cause’ is used.
As the word has several senses, it follows that there are several causes of the same thing not merely in virtue of a concomitant attribute), e.g. both the art of the sculptor and the bronze are causes of the statue. These are causes of the statue qua statue, not in virtue of anything else that it may be-only not in the same way, the one being the material cause, the other the cause whence the motion comes. Some things cause each other reciprocally, e.g. hard work causes fitness and vice versa, but again not in the same way, but the one as end, the other as the origin of change. Further the same thing is the cause of contrary results. For that which by its presence brings about one result is sometimes blamed for bringing about the contrary by its absence. Thus we ascribe the wreck of a ship to the absence of the pilot whose presence was the cause of its safety.
All the causes now mentioned fall into four familiar divisions. The letters are the causes of syllables, the material of artificial products, fire, &c., of bodies, the parts of the whole, and the premises of the conclusion, in the sense of ‘that from which’. Of these pairs the one set are causes in the sense of substratum, e.g. the parts, the other set in the sense of essence-the whole and the combination and the form. But the seed and the doctor and the adviser, and generally the maker, are all sources whence the change or stationariness originates, while the others are causes in the sense of the end or the good of the rest; for ‘that for the sake of which’ means what is best and the end of the things that lead up to it. (Whether we say the ‘good itself or the ‘apparent good’ makes no difference.)
Such then is the number and nature of the kinds of cause.
Now the modes of causation are many, though when brought under heads they too can be reduced in number. For ‘cause’ is used in many senses and even within the same kind one may be prior to another (e.g. the doctor and the expert are causes of health, the relation 2:1 and number of the octave), and always what is inclusive to what is particular. Another mode of causation is the incidental and its genera, e.g. in one way ‘Polyclitus’, in another ‘sculptor’ is the cause of a statue, because ‘being Polyclitus’ and ‘sculptor’ are incidentally conjoined. Also the classes in which the incidental attribute is included; thus ‘a man’ could be said to be the cause of a statue or, generally, ‘a living creature’. An incidental attribute too may be more or less remote, e.g. suppose that ‘a pale man’ or ‘a musical man’ were said to be the cause of the statue.
All causes, both proper and incidental, may be spoken of either as potential or as actual; e.g. the cause of a house being built is either ’house-builder’ or ‘house-builder building’.
Similar distinctions can be made in the things of which the causes are causes, e.g. of ‘this statue’ or of ‘statue’ or of ‘image’ generally, of ‘this bronze’ or of ‘bronze’ or of ‘material’ generally. So too with the incidental attributes. Again we may use a complex expression for either and say, e.g. neither ‘Polyclitus’ nor ‘sculptor’ but ‘Polyclitus, sculptor’.
All these various uses, however, come to six in number, under each of which again the usage is twofold. Cause means either what is particular or a genus, or an incidental attribute or a genus of that, and these either as a complex or each by itself; and all six either as actual or as potential. The difference is this much, that causes which are actually at work and particular exist and cease to exist simultaneously with their effect, e.g. this healing person with this being-healed person and that house-building man with that being-built house; but this is not always true of potential causes–the house and the housebuilder do not pass away simultaneously.
In investigating the cause of each thing it is always necessary to seek what is most precise (as also in other things): thus man builds because he is a builder, and a builder builds in virtue of his art of building. This last cause then is prior: and so generally.
Further, generic effects should be assigned to generic causes, particular effects to particular causes, e.g. statue to sculptor, this statue to this sculptor; and powers are relative to possible effects, actually operating causes to things which are actually being effected.
This must suffice for our account of the number of causes and the modes of causation.
Part 7
It is clear then that there are causes, and that the number of them is what we have stated. The number is the same as that of the things comprehended under the question ‘why’. The ‘why’ is referred ultimately either (1), in things which do not involve motion, e.g. in mathematics, to the ‘what’ (to the definition of ‘straight line’ or ‘commensurable’, &c.), or (2) to what initiated a motion, e.g. ‘why did they go to war?-because there had been a raid’; or (3) we are inquiring ‘for the sake of what?’-’that they may rule’; or (4), in the case of things that come into being, we are looking for the matter. The causes, therefore, are these and so many in number.
Now, the causes being four, it is the business of the physicist to know about them all, and if he refers his problems back to all of them, he will assign the ‘why’ in the way proper to his science-the matter, the form, the mover, ‘that for the sake of which’. The last three often coincide; for the ‘what’ and ‘that for the sake of which’ are one, while the primary source of motion is the same in species as these (for man generates man), and so too, in general, are all things which cause movement by being themselves moved; and such as are not of this kind are no longer inside the province of physics, for they cause motion not by possessing motion or a source of motion in themselves, but being themselves incapable of motion. Hence there are three branches of study, one of things which are incapable of motion, the second of things in motion, but indestructible, the third of destructible things.
The question ‘why’, then, is answered by reference to the matter, to the form, and to the primary moving cause. For in respect of coming to be it is mostly in this last way that causes are investigated-’what comes to be after what? what was the primary agent or patient?’ and so at each step of the series.
Now the principles which cause motion in a physical way are two, of which one is not physical, as it has no principle of motion in itself. Of this kind is whatever causes movement, not being itself moved, such as (1) that which is completely unchangeable, the primary reality, and (2) the essence of that which is coming to be, i.e. the form; for this is the end or ‘that for the sake of which’. Hence since nature is for the sake of something, we must know this cause also. We must explain the ‘why’ in all the senses of the term, namely, (1) that from this that will necessarily result (‘from this’ either without qualification or in most cases); (2) that ‘this must be so if that is to be so’ (as the conclusion presupposes the premises); (3) that this was the essence of the thing; and (4) because it is better thus (not without qualification, but with reference to the essential nature in each case).
Part 8
We must explain then (1) that Nature belongs to the class of causes which act for the sake of something; (2) about the necessary and its place in physical problems, for all writers ascribe things to this cause, arguing that since the hot and the cold, &c., are of such and such a kind, therefore certain things necessarily are and come to be-and if they mention any other cause (one his ‘friendship and strife’, another his ‘mind’), it is only to touch on it, and then good-bye to it.
A difficulty presents itself: why should not nature work, not for the sake of something, nor because it is better so, but just as the sky rains, not in order to make the corn grow, but of necessity? What is drawn up must cool, and what has been cooled must become water and descend, the result of this being that the corn grows. Similarly if a man’s crop is spoiled on the threshing-floor, the rain did not fall for the sake of this-in order that the crop might be spoiled-but that result just followed. Why then should it not be the same with the parts in nature, e.g. that our teeth should come up of necessity-the front teeth sharp, fitted for tearing, the molars broad and useful for grinding down the food-since they did not arise for this end, but it was merely a coincident result; and so with all other parts in which we suppose that there is purpose? Wherever then all the parts came about just what they would have been if they had come be for an end, such things survived, being organized spontaneously in a fitting way; whereas those which grew otherwise perished and continue to perish, as Empedocles says his ‘man-faced ox-progeny’ did.
Such are the arguments (and others of the kind) which may cause difficulty on this point. Yet it is impossible that this should be the true view. For teeth and all other natural things either invariably or normally come about in a given way; but of not one of the results of chance or spontaneity is this true. We do not ascribe to chance or mere coincidence the frequency of rain in winter, but frequent rain in summer we do; nor heat in the dog-days, but only if we have it in winter. If then, it is agreed that things are either the result of coincidence or for an end, and these cannot be the result of coincidence or spontaneity, it follows that they must be for an end; and that such things are all due to nature even the champions of the theory which is before us would agree. Therefore action for an end is present in things which come to be and are by nature.
Further, where a series has a completion, all the preceding steps are for the sake of that. Now surely as in intelligent action, so in nature; and as in nature, so it is in each action, if nothing interferes. Now intelligent action is for the sake of an end; therefore the nature of things also is so. Thus if a house, e.g. had been a thing made by nature, it would have been made in the same way as it is now by art; and if things made by nature were made also by art, they would come to be in the same way as by nature. Each step then in the series is for the sake of the next; and generally art partly completes what nature cannot bring to a finish, and partly imitates her. If, therefore, artificial products are for the sake of an end, so clearly also are natural products. The relation of the later to the earlier terms of the series is the same in both. This is most obvious in the animals other than man: they make things neither by art nor after inquiry or deliberation. Wherefore people discuss whether it is by intelligence or by some other faculty that these creatures work, spiders, ants, and the like. By gradual advance in this direction we come to see clearly that in plants too that is produced which is conducive to the end-leaves, e.g. grow to provide shade for the fruit. If then it is both by nature and for an end that the swallow makes its nest and the spider its web, and plants grow leaves for the sake of the fruit and send their roots down (not up) for the sake of nourishment, it is plain that this kind of cause is operative in things which come to be and are by nature. And since ‘nature’ means two things, the matter and the form, of which the latter is the end, and since all the rest is for the sake of the end, the form must be the cause in the sense of ‘that for the sake of which’.
Now mistakes come to pass even in the operations of art: the grammarian makes a mistake in writing and the doctor pours out the wrong dose. Hence clearly mistakes are possible in the operations of nature also. If then in art there are cases in which what is rightly produced serves a purpose, and if where mistakes occur there was a purpose in what was attempted, only it was not attained, so must it be also in natural products, and monstrosities will be failures in the purposive effort. Thus in the original combinations the ‘ox-progeny’ if they failed to reach a determinate end must have arisen through the corruption of some principle corresponding to what is now the seed.
Further, seed must have come into being first, and not straightway the animals: the words ‘whole-natured first…’ must have meant seed.
Again, in plants too we find the relation of means to end, though the degree of organization is less. Were there then in plants also ‘olive-headed vine-progeny’, like the ‘man-headed ox-progeny’, or not? An absurd suggestion; yet there must have been, if there were such things among animals.
Moreover, among the seeds anything must have come to be at random. But the person who asserts this entirely does away with ‘nature’ and what exists ‘by nature’. For those things are natural which, by a continuous movement originated from an internal principle, arrive at some completion: the same completion is not reached from every principle; nor any chance completion, but always the tendency in each is towards the same end, if there is no impediment.
The end and the means towards it may come about by chance. We say, for instance, that a stranger has come by chance, paid the ransom, and gone away, when he does so as if he had come for that purpose, though it was not for that that he came. This is incidental, for chance is an incidental cause, as I remarked before. But when an event takes place always or for the most part, it is not incidental or by chance. In natural products the sequence is invariable, if there is no impediment.
It is absurd to suppose that purpose is not present because we do not observe the agent deliberating. Art does not deliberate. If the ship-building art were in the wood, it would produce the same results by nature. If, therefore, purpose is present in art, it is present also in nature. The best illustration is a doctor doctoring himself: nature is like that.
It is plain then that nature is a cause, a cause that operates for a purpose.
Candela Citations
- Parts 3, 7, & 8 of Book II, from Physics. Authored by: Aristotle. Provided by: The Internet Classics Archive. Located at: http://classics.mit.edu/Aristotle/physics.2.ii.html. License: Public Domain: No Known Copyright