The Literati

Learning Objective

  • Describe the role of the literati in the Tang dynasty’s administration

Key Points

  • The Tang dynasty was largely a period of progress and stability in the first half of the dynasty’s rule, which was established as a civil service system by recruiting scholar-officials through standardized examinations and recommendations to office.
  • These scholar-officials, also known as the literati, performed the day-to-day governance of the state from the Han dynasty to the end of the Qing dynasty, China’s last imperial dynasty, in 1912, but came to special prominence during the Tang period.
  • Since only a limited number could become court or local officials, the majority of scholar-officials stayed in villages or cities as social leaders and teachers.
  • The imperial examinations were a civil service examination system to select scholar-officials in imperial China.
  • Wu Zetian, later Empress Wu, reformed the imperial examinations to include a new class of elite bureaucrats derived from humbler origins.

Terms

Wu Zetian

A Chinese sovereign who ruled unofficially as empress consort and empress dowager, and then officially as empress regnan during the brief Zhou dynasty, which interrupted the Tang dynasty.

literati

Also known as scholar-officials, they were civil servants appointed by the emperor of China to perform day-to-day governance.

Scholar-Officials

The first half of the Tang dynasty was largely a period of progress and stability. Like the previous Sui dynasty, the Tang dynasty maintained a civil service system by recruiting scholar-officials through standardized examinations and recommendations to office. These scholar-officials, also known as the literati, performed the day-to-day governance of the state from the Han dynasty to the end of the Qing dynasty, China’s last imperial dynasty, in 1912, but came to special prominence during the Tang period. The scholar-officials were schooled in calligraphy and Confucian texts.

Since only a limited number could become court or local officials, the majority of scholar-officials stayed in villages or cities as social leaders. The scholar-officials carried out social welfare measures, taught in private schools, helped negotiate minor legal disputes, supervised community projects, maintained local law and order, conducted Confucian ceremonies, assisted in the government’s collection of taxes, and preached Confucian moral teachings. As a class, these scholars claimed to represent morality and virtue. The district magistrate, who by regulation was not allowed to serve in his home district, depended on local scholars for advice and for carrying out projects, giving them power to benefit themselves and their clients.

Imperial Examinations

The imperial examinations were a civil service examination system to select scholar-officials for the state bureaucracy in imperial China. Although there were imperial exams as early as the Han dynasty, the system became the major path to office only in the mid-Tang dynasty, and remained so until its abolition in 1905. Since the exams were based on knowledge of the classics and literary style, not technical expertise, successful candidates, and even those who failed, were generalists who shared a common language and culture. This common culture helped to unify the empire and the ideal of achievement by merit gave legitimacy to imperial rule.

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Imperial exam results. Candidates gathering around the wall where the results are posted. This announcement was known as “releasing the roll.”

The examination system helped to shape China’s intellectual, cultural, and political life. The increased reliance on the exam system was in part responsible for the Tang dynasty shifting from a military aristocracy to a gentry class of scholar-bureaucrats.

The entire premise of the scholarly meritocracy was based on mastery of the Confucian classics. This had important effects on Chinese society. Theoretically, this system would result in a highly meritocratic ruling class, with the best students running the country. The examinations gave many people the opportunity to pursue political power and honor, and thus encouraged serious pursuit of formal education. Since the system did not formally discriminate based on social status, it provided an avenue for upward social mobility regardless of age or social class.

However, even though the examination-based bureaucracy’s heavy emphasis on Confucian literature ensured that the most eloquent writers and erudite scholars achieved high positions, the system lacked formal safeguards against political corruption, besides the Confucian moral teachings tested by the examinations. Once their political futures were secured by success in the examinations, high-ranking officials were often tempted to corruption and abuse of power. Moreover, the relatively low status of military professionals in Confucian society discouraged similar efficiency and meritocracy within the military.

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Examination cells. Chinese examination cells at the South River School (Nanjiangxue) Nanjing (China). Shown without curtains or other furnishings.

Wu Zetian’s Reforms

A pivotal point in the development of imperial examinations emerged with the rise of Wu Zetian, later Empress Wu. Up until that point, the rulers of the Tang dynasty were all male members of the Li family. Wu Zetian was exceptional; a woman not of the Li family, she came to occupy the seat of the emperor in an official manner in 690, and even before that she had begun to stretch her power within the imperial courts behind the scenes. Reform of the imperial examinations to include a new class of elite bureaucrats derived from humbler origins became a keystone of Wu’s gamble to retain power.

In 655, Wu Zetian graduated forty-four candidates with the jinshi degree, and during one seven-year period the annual average of exam takers graduated with a jinshi degree was greater than fifty-eight persons per year. Wu lavished favors on the newly graduated jinshi degree-holders, increasing the prestige associated with this path of attaining a government career. This clearly began a process of opening up opportunities to success for a wider population pool, including inhabitants of China’s less prestigious southeast area. Most of the Li family’s supporters were located to the northwest, particularly around the capital city of Chang’an. Wu’s progressive accumulation of political power through enhancement of the examination system involved attaining the allegiance of previously under-represented regions, alleviating frustrations of the literati, and encouraging education in various locales so even people in the remote corners of the empire would work on their studies in order to pass the imperial exams. Wu thus developed a nucleus of elite bureaucrats useful from the perspective of control by the central government.

Sources