The Principle of Equivalence

The fundamental insight that led to the formulation of the general theory of relativity starts with a very simple thought: if you were able to jump off a high building and fall freely, you would not feel your own weight. In this chapter, we will describe how Einstein built on this idea to reach sweeping conclusions about the very fabric of space and time itself. He called it the “happiest thought of my life.”

Einstein himself pointed out an everyday example that illustrates this effect (see [link]). Notice how your weight seems to be reduced in a high-speed elevator when it accelerates from a stop to a rapid descent. Similarly, your weight seems to increase in an elevator that starts to move quickly upward. This effect is not just a feeling you have: if you stood on a scale in such an elevator, you could measure your weight changing (you can actually perform this experiment in some science museums).

Your Weight in an Elevator.

In a freely falling elevator, with no air friction, you would lose your weight altogether. We generally don’t like to cut the cables holding elevators to try this experiment, but near-weightlessness can be achieved by taking an airplane to high altitude and then dropping rapidly for a while. This is how NASA trains its astronauts for the experience of free fall in space; the scenes of weightlessness in the 1995 movie Apollo 13 were filmed in the same way. (Moviemakers have since devised other methods using underwater filming, wire stunts, and computer graphics to create the appearance of weightlessness seen in such movies as Gravity and The Martian.)

Another way to state Einstein’s idea is this: suppose we have a spaceship that contains a windowless laboratory equipped with all the tools needed to perform scientific experiments. Now, imagine that an astronomer wakes up after a long night celebrating some scientific breakthrough and finds herself sealed into this laboratory. She has no idea how it happened but notices that she is weightless. This could be because she and the laboratory are far away from any source of gravity, and both are either at rest or moving at some steady speed through space (in which case she has plenty of time to wake up). But it could also be because she and the laboratory are falling freely toward a planet like Earth (in which case she might first want to check her distance from the surface before making coffee).

What Einstein postulated is that there is no experiment she can perform inside the sealed laboratory to determine whether she is floating in space or falling freely in a gravitational field.¹ As far as she is concerned, the two situations are completely equivalent. This idea that free fall is indistinguishable from, and hence equivalent to, zero gravity is called the equivalence principle.

Gravity or Acceleration?

Einstein’s simple idea has big consequences. Let’s begin by considering what happens if two foolhardy people jump from opposite banks into a bottomless chasm ([link]). If we ignore air friction, then we can say that while they freely fall, they both accelerate downward at the same rate and feel no external force acting on them. They can throw a ball back and forth, always aiming it straight at each other, as if there were no gravity. The ball falls at the same rate that they do, so it always remains in a line between them.

Free Fall.

Such a game of catch is very different on the surface of Earth. Everyone who grows up feeling gravity knows that a ball, once thrown, falls to the ground. Thus, in order to play catch with someone, you must aim the ball upward so that it follows an arc—rising and then falling as it moves forward—until it is caught at the other end.

Now suppose we isolate our falling people and ball inside a large box that is falling with them. No one inside the box is aware of any gravitational force. If they let go of the ball, it doesn’t fall to the bottom of the box or anywhere else but merely stays there or moves in a straight line, depending on whether it is given any motion.

Astronauts in the International Space Station (ISS) that is orbiting Earth live in an environment just like that of the people sealed in a freely falling box ([link]). The orbiting ISS is actually “falling” freely around Earth. While in free fall, the astronauts live in a strange world where there seems to be no gravitational force. One can give a wrench a shove, and it moves at constant speed across the orbiting laboratory. A pencil set in midair remains there as if no force were acting on it.

Astronauts aboard the Space Shuttle.

Appearances are misleading, however. There is a force in this situation. Both the ISS and the astronauts continually fall around Earth, pulled by its gravity. But since all fall together—shuttle, astronauts, wrench, and pencil—inside the ISS all gravitational forces appear to be absent.

Thus, the orbiting ISS provides an excellent example of the principle of equivalence—how local effects of gravity can be completely compensated by the right acceleration. To the astronauts, falling around Earth creates the same effects as being far off in space, remote from all gravitational influences.

The Paths of Light and Matter

Einstein postulated that the equivalence principle is a fundamental fact of nature, and that there is no experiment inside any spacecraft by which an astronaut can ever distinguish between being weightless in remote space and being in free fall near a planet like Earth. This would apply to experiments done with beams of light as well. But the minute we use light in our experiments, we are led to some very disturbing conclusions—and it is these conclusions that lead us to general relativity and a new view of gravity.

It seems apparent to us, from everyday observations, that beams of light travel in straight lines. Imagine that a spaceship is moving through empty space far from any gravity. Send a laser beam from the back of the ship to the front, and it will travel in a nice straight line and land on the front wall exactly opposite the point from which it left the rear wall. If the equivalence principle really applies universally, then this same experiment performed in free fall around Earth should give us the same result.

Now imagine that the astronauts again shine a beam of light along the length of their ship. But, as shown in [link], this time the orbiting space station falls a bit between the time the light leaves the back wall and the time it hits the front wall. (The amount of the fall is grossly exaggerated in [link] to illustrate the effect.) Therefore, if the beam of light follows a straight line but the ship’s path curves downward, then the light should strike the front wall at a point higher than the point from which it left.

Curved Light Path.

However, this would violate the principle of equivalence—the two experiments would give different results. We are thus faced with giving up one of our two assumptions. Either the principle of equivalence is not correct, or light does not always travel in straight lines. Instead of dropping what probably seemed at the time like a ridiculous idea, Einstein worked out what happens if light sometimes does not follow a straight path.

Let’s suppose the principle of equivalence is right. Then the light beam must arrive directly opposite the point from which it started in the ship. The light, like the ball thrown back and forth, must fall with the ship that is in orbit around Earth (see [link]). This would make its path curve downward, like the path of the ball, and thus the light would hit the front wall exactly opposite the spot from which it came.

Thinking this over, you might well conclude that it doesn’t seem like such a big problem: why can’t light fall the way balls do? But, as discussed in Radiation and Spectra, light is profoundly different from balls. Balls have mass, while light does not.

Here is where Einstein’s intuition and genius allowed him to make a profound leap. He gave physical meaning to the strange result of our thought experiment. Einstein suggested that the light curves down to meet the front of the shuttle because Earth’s gravity actually bends the fabric of space and time. This radical idea—which we will explain next—keeps the behavior of light the same in both empty space and free fall, but it changes some of our most basic and cherished ideas about space and time. The reason we take Einstein’s suggestion seriously is that, as we will see, experiments now clearly show his intuitive leap was correct.